---
title: ISO/IEC 42001, AI Agent Compliance Coverage
description: How ZioSec evidence satisfies ISO/IEC 42001. Control-by-control mapping with coverage type, supporting evidence, and out-of-scope items.
url: https://ziosec.com/ai-compliance/iso-42001
about: ISO/IEC 42001
authority: ISO/IEC
reference: ISO/IEC 42001:2023
---

# ISO/IEC 42001

Standard 03 of 05. Certifiable, International.

The first international management system standard for AI. Certifiable through accredited bodies, increasingly demanded in enterprise procurement.

## At a glance

- **Published:** December 2023
- **Type:** Certifiable
- **Structure:** Clauses 4-10, plus Annex A (38 controls)
- **Procurement:** Now in enterprise vendor questionnaires

## Control-level coverage

Where ZioSec evidence satisfies ISO/IEC 42001:

- **A.6.2.4 AI System Verification and Validation** (Full)
  - Obligation: The organization shall define and document V&V measures.
  - ZioSec capability: V&V As A Service
  - Coverage: ZioSec is the verification and validation engine. Continuous offensive testing satisfies V&V at depth.
  - Evidence: V&V test plans; Pass/fail outcomes; Regression test history

- **A.6.2.5 AI System Deployment** (Full)
  - Obligation: The organization shall document deployment, ensuring requirements are met.
  - ZioSec capability: Deployment Validation
  - Coverage: Containerized deployment produces a per-deployment compliance artifact tied to a specific build.
  - Evidence: Build-pinned attestation; Deployment manifests

- **A.6.2.6 AI System Operation and Monitoring** (Full)
  - Obligation: Define and document the necessary elements for AI system operation.
  - ZioSec capability: Fleet Governance
  - Coverage: Single pane of glass for fleet-wide agent observation, with policy enforcement at runtime.
  - Evidence: Operational dashboards; Policy violation logs

- **A.6.2.7 AI System Technical Documentation** (Full)
  - Obligation: Technical documentation shall be available, current, and complete.
  - ZioSec capability: Auto-Generated Tech Docs
  - Coverage: Pentest engagements emit structured technical documentation with versioned findings.
  - Evidence: Versioned tech docs; Findings catalog

- **A.6.2.8 AI System Recording of Event Logs** (Full)
  - Obligation: Event logs of the AI system shall be recorded.
  - ZioSec capability: Immutable Telemetry
  - Coverage: Every agent action logged with cryptographic integrity at the container layer.
  - Evidence: Immutable event logs; Integrity attestations

- **A.7.4 Quality of Data for AI Systems** (Supporting)
  - Obligation: Define and document data quality requirements.
  - ZioSec capability: Data-Path Probing
  - Coverage: Probes detect data quality issues surfacing as exploitable behavior.
  - Evidence: Data poisoning tests; RAG corruption probes

- **A.8.3 External Reporting** (Full)
  - Obligation: Determine if and how to report relevant information to interested parties.
  - ZioSec capability: Audit-Ready Reporting
  - Coverage: Reports formatted for procurement teams, customers, and regulators.
  - Evidence: Customer-facing summaries; Regulator-grade reports

- **A.10.3 Suppliers** (Full)
  - Obligation: Ensure use of services from suppliers aligns with the AIMS.
  - ZioSec capability: Third-Party Agent Testing
  - Coverage: Third-party agents tested under the same regime as first-party.
  - Evidence: Vendor attestation; Cross-vendor benchmarks

## Customer-owned (out of scope)

These obligations are part of ISO/IEC 42001 but pentest cannot satisfy them. They live with your governance, legal, and product teams.

- **A.2.2 AI Policy** (Out of Scope (customer-owned))
  - Obligation: The organization shall document an AI policy.
  - ZioSec capability: Customer Governance Fills
  - Coverage: Policy authorship is a leadership and legal function.
  - Evidence: Owner: Leadership / Legal

- **A.3.2 AI Roles and Responsibilities** (Out of Scope (customer-owned))
  - Obligation: Roles and responsibilities for the AIMS shall be defined.
  - ZioSec capability: Customer Governance Fills
  - Coverage: Org structure owned by leadership.
  - Evidence: Owner: Leadership / HR

- **A.5.2 AI System Impact Assessment** (Out of Scope (customer-owned))
  - Obligation: Assess potential consequences for individuals, groups, and societies.
  - ZioSec capability: Customer Governance Fills
  - Coverage: Societal impact assessment is an ethics and legal function.
  - Evidence: Owner: Legal / Ethics

## Crosswalk available

Get the Annex A crosswalk for your AIMS.

We will map your agents to the 38 Annex A controls, identify gaps, and propose the evidence chain.

What you receive:

- Annex A coverage map
- Statement of Applicability draft
- V&V evidence template
- Tech documentation outline
- Supplier due-diligence pack
- Stage 2 audit briefing

Email info@ziosec.com (subject: ISO 42001 Crosswalk) or open the cross-framework matrix at https://ziosec.com/ai-compliance/matrix.